Michael P. Hansbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Hansbury was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - December 31, 2021
THE LEADERS GROUP, INC.
December 13, 2018 - March 16, 2021
CUNA BROKERAGE SERVICES, INC.
August 1, 2016 - September 20, 2018
AUGUSTAR DISTRIBUTORS, INC.
April 27, 2016 - June 24, 2016
PFS INVESTMENTS INC.
May 25, 2015 - April 15, 2016
INVESTMENT PROFESSIONALS, INC.
March 6, 2006 - October 8, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 4, 2004 - February 2, 2006
DIRECTED SERVICES LLC
October 3, 2003 - December 31, 2003
TOWER SQUARE SECURITIES, INC.
March 23, 2001 - January 22, 2003
EQUITABLE DISTRIBUTORS, LLC
July 31, 2000 - April 3, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 24, 1998 - April 20, 2000
EATON VANCE DISTRIBUTORS, INC.
September 19, 1997 - April 8, 1998
BOFA DISTRIBUTORS, INC.
October 3, 1996 - August 14, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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