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Chetan D. Bhandari

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CRD#: 2788591
CB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chetan Dhruv Bhandari, who also goes by Chetan Bhandari, was a registered financial professional .

Chetan is a previously registered financial professional and started their career in finance in 1996. Chetan had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chetan Bhandari

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 10, 2019 - April 2, 2025

GREENHILL & CO., LLC

BD
CRD#: 40290
NEW YORK, NY
Past

February 8, 2019 - June 7, 2019

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

January 10, 2017 - September 20, 2017

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

June 10, 2013 - February 18, 2016

GLC SECURITIES, LLC

BD
CRD#: 153581
NEW YORK, NY
Past

September 27, 2007 - May 3, 2013

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 6, 2001 - July 13, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

December 18, 2000 - June 7, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 2, 1999 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

September 27, 1996 - August 27, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/3/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


G&
GREENHILL & CO., LLC
GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1271 Avenue Of The Americas, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 389-1500
Established
New York since 01/19/1996
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GREENHILL & CO., INC.OWNER
DALY, BRENDAN GERARDCHIEF COMPLIANCE OFFICER1823142
FALEIRO, GITANJALI PINTOGENERAL COUNSEL4250865
KATZ, MICHALMANGING DIRECTOR - HEAD OF INVESTMENT BANKING2813944
LASKY, MARK RICHARDCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP6005542
MIZUHO SECURITIES USA LLCMANAGER19647
RIZZIERI, GERALD ANTHONYCHIEF EXECUTIVE OFFICER1751181

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENHILL & CO., LLC

CRD#: 40290

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