WW
William S. Wood
APEX STRATEGIC WEALTH
CHATTANOOGA, TN 37409
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CRD#: 2788497
WW
Professional summary
William Stuart Wood, CFP® is a registered financial advisor currently at APEX STRATEGIC WEALTH, LLC located in Chattanooga, Tennessee and LPL FINANCIAL LLC located in Cleveland, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. William has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Budgeting
Tax Planning
Business Succession Planning
Divorce Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.5/17/2013:SolomonWood Financial Advisors--Non-Var.Ins.DBA--Agent--InvestRel--AtReptBusLoc(s)--TimeSpent10%--Term, DI, LTC. 2.5/17/2013:No Business Name--RealEstateRental--InvestRel--Chattanooga, TN--TimeSpent0%--50% Owner of unincorporated partnership of rental property with uncle. 3.6/2/2014:SolomonWood Fin Advisors--InvestRel--AtReptBusLoc(s)--DBAforLPL Bus.(EntityFor LPL bus.)--Start 1/1/1996--160Hrs/Month;140HrsDuringTrading. 4.11/18/2014:No Business Name--InvestRel--2433 Broad Street, Chattanooga, TN--RealEstateRental--Owner--Start 8/1/2004--2Hrs/Month;1HourDuringTrading 5.2/13/2015:No Business Name--InvestRel--3914 St. Elmo Avenue, Chattanooga, TN--RealEstateRental--Start 5/1/2014--2Hrs/Month;0HrsDuringTrading--Partial ownership. 6.2/13/2015:No Business Name--InvestRel--3804 St. Elmo Avenue, Chattanooga, TN--RealEstateRental--Start 9/1/2014--2Hrs/Month;0HrsDuringTrading--Partial ownership. 7.8/31/2015:Crump--InvestRel--Salt Lake City, Utah--Non-Var.Ins.--Start 8/20/2015--4Hrs/MonthDuringTrading--VUL/Term/DI/LTC. 8.12/5/2016:US Navy--NotInvestRel--Dobbins AirForce Base, Atlanta, Georgia--Outside/W-2 Employment--Started12/7/2007--20Hrs/Month;0HrsDuringTrading--Navy Reserve Officer. 9.2/1/2018:First Protective--InvestRel--AtReptBusLoc(s)--Non-Var.Ins.--Started1/24/2018--2Hrs/Month;1HourDuringTrading--Fixed Insurance--Life, disability and long term care. 10.10/23/2019:3918 Tennessee LLC--InvestRel--Chattanooga, TN--RealEstateRental--Started1/15/2019--5Hrs/Month;0HrsDuringTrading--Partial Ownership of property. 11.10/23/2019:3908 Tennessee LLC--InvestRel--Chattanooga, TN--RealEstateRental--Started1/15/2019--5Hrs/Month;0HrsDuringTrading--Partial ownership. 12.11/18/2019:4000 Tennessee LLC--InvestRel--Chattanooga, TN--RealEstateRental--Started10/1/2019--2Hrs/Month;0HrsDuringTrading. 13.1/23/2020:SolomonWood Enterprises--InvestRel--AtReptBusLoc(s)--Tax Prep/Accounting/CPA--Owner--Started11/1/2019--5Hrs/Month;2HrsDuringTrading. 14..7/15/2020: Apex Strategic Wealth, LLC--Investment Related--At Reported Business Location(s)--Registered Investment Advisor--Started03/10/2020--80 Hours Per Month/10 Hours During Securities Trading--I provide investment advisory services through Apex Strategic Wealth, LLC, LLC, an independent investment advisor firm. I started this business activity in 7/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV.. 15.7/27/2020:70 1st St NE, LLC--Inv Rel--70 1st St NE--Real Estate Rental--1 Hour Per Month/0 Hours During Securities Trading--Commercial Real Estate. 16. 9/8/2020 - SolomonWood, LLC - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2019 - 160 Hrs Per Month/ During Trading. 17. 5/6/2021 - Stuart Wood - Inv Rel - Chattanooga, TN 37409 - Real Estate Rental - Start Date: 1/1/2021 - 1 Hr Per Month/0 Hrs During Trading. 18. 9/15/2021 - SolomonWood Global, LLC - Not Inv Rel - At Reported Business Loc(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/2/2021 - 5 Hrs Per Month/During Trading. 19. 3/10/2022 - 3974 Tennessee, LLC - Inv Rel- Chattanooga, TN 37409 - Real Estate Rental - Start Date - 02/25/2022 - 3 Hrs Per Month/0 Hrs During Trading. 20.11/14/2022 - Other Sport, LLC - Not Inv Rel- Home Based - Other - Business Owner - Rally Manager - Start Date 9/6/2022 - 40 Hrs Per Month/10 Hrs During Trading 21 3/25/24-Simplicity Group-Non-Variable Insurance-INV REL-At Reported Bus Loc(s)-Started 11/4/22-5 hrs per month/ during trading
CRS (Client Relationship Summary) - RIA
Click below to view William Stuart Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 27, 2020 - Present
APEX STRATEGIC WEALTH, LLC
Office #1: 3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409RIA
CRD#: 308569
CHATTANOOGA, TN
Current
July 22, 2013 - Present
LPL FINANCIAL LLC
Office #1: 70 1st St Ne, Cleveland, TN 37311Office #2: 3800 Saint Elmo Ave Ste 305, Chattanooga, TN 37409RIA
BD
CRD#: 6413
Cleveland, TN
Past
February 7, 2017 - June 29, 2020
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
CHATTANOOGA, TN
Past
September 12, 2013 - October 1, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
CLEVELAND, TN
Past
July 31, 2013 - December 31, 2016
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
CHATTANOOGA, TN
Past
March 14, 2002 - August 6, 2013
OSAIC FA, INC.
RIA
CRD#: 3978
CHATTANOOGA, TN
Past
November 27, 1996 - May 25, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 27, 1996 - August 6, 2013
OSAIC FA, INC.
BD
CRD#: 3978
CHATTANOOGA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
APEX STRATEGIC WEALTH, LLC
APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL
CRD#: 308569 / SEC#: 801-118732
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/22/2013)
RR
California(8/23/2024)
RR
Florida(8/13/2013)
RR
Georgia(7/22/2013)
RR
Indiana(9/24/2018)
RR
Louisiana(8/28/2024)
RR
Maryland(3/21/2023)
RR
Mississippi(3/1/2023)
RR
New York(8/25/2024)
RR
North Carolina(8/27/2024)
RR
Ohio(11/17/2017)
RR
South Carolina(7/22/2013)
RR
Tennessee(7/22/2013)
IAR
Tennessee(5/27/2020)
RR
Texas(9/12/2013)
RR
Virginia(8/13/2013)
RR
Washington(8/8/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
APEX STRATEGIC WEALTH, LLC
APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL
CRD#: 308569 / SEC#: 801-118732
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409
Mailing Address
Phone number
(423) 267-0046
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,331 |
| AUM (Assets Under Management) | $ 227,271,694 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APEX STRATEGIC WEALTH, LLC
CRD#: 308569Chattanooga, TN 37409TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
