Kevin A. Cohen

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 2788424

Professional summary

Kevin Aaron Cohen, who also goes by Kevin Aaron Cohen, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Aaron Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Aaron Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

January 17, 2017 - April 28, 2025

VNTR SECURITIES LLC

CRD#: 283856

New York, NY

Past

January 26, 2015 - December 7, 2016

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

Manhattan Beach, CA

Past

April 21, 1999 - November 10, 2014

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

August 30, 1996 - February 26, 1998

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2025)

Colorado
(9/22/2025)

Connecticut
(9/22/2025)

District of Columbia
(9/22/2025)

Florida
(9/22/2025)

Illinois
(9/22/2025)

Maryland
(9/22/2025)

Massachusetts
(9/22/2025)

Michigan
(9/22/2025)

Minnesota
(9/22/2025)

Nevada
(9/22/2025)

New Jersey
(9/22/2025)

New York
(9/22/2025)

North Carolina
(9/22/2025)

Texas
(9/22/2025)

Washington
(9/22/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/21/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/29/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Aaron Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

VNTR SECURITIES LLC

FUSION ANALYTICS SECURITIES LLC

WEDBUSH SECURITIES INC.

FAM DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1996

Series 63

Date: 9/9/1996

SIE

Date: 10/1/2018

Series 55

Date: 3/21/2000

Series 7

Date: 8/29/1996

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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