Ronald L. Noll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Leo Noll was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1996. Ronald had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - February 25, 2015
VILLANOVA FINANCIAL SERVICES, INC.
June 6, 2014 - November 21, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 13, 2013 - August 30, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
February 13, 2013 - July 11, 2013
FIRST ALLIED SECURITIES, INC.
July 31, 2009 - February 21, 2013
SORRENTO PACIFIC FINANCIAL, LLC
June 24, 2008 - February 20, 2013
PARTNERVEST ADVISORY SERVICES LLC
June 24, 2008 - July 31, 2009
PARTNERVEST SECURITIES, INC.
May 21, 2008 - May 7, 2013
NOLL WEALTH MANAGEMENT
September 5, 2007 - October 2, 2008
AMBROSE WEALTH MANAGEMENT
March 28, 2007 - July 1, 2008
GROVE POINT INVESTMENTS, LLC
January 11, 2001 - April 2, 2007
NEW ENGLAND SECURITIES
August 10, 1999 - December 14, 2000
NEXT FINANCIAL GROUP, INC.
September 19, 1996 - August 20, 1999
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VILLANOVA FINANCIAL SERVICES, INC.
CRD#: 144171 / SEC#: 801-68226
Contact information
Red Flags
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