Matthew S. Freed
Professional summary
Matthew Scott Freed was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Matthew had worked at 4 firms, which includes GKN SECURITIES CORP., NORTHEAST SECURITIES LLC, THE THORNWATER COMPANY L.P., THE BOSTON GROUP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1997 - January 29, 1998
GKN SECURITIES CORP.
January 28, 1997 - July 3, 1997
NORTHEAST SECURITIES, LLC
October 2, 1996 - January 27, 1997
THE THORNWATER COMPANY, L.P.
September 3, 1996 - October 3, 1996
THE BOSTON GROUP
State Registrations and Notice Filings
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Exams
Current Firm
GKN SECURITIES CORP.
CRD#: 19415 / SEC#: , 8-37442
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
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