DT
Daniel J. Thompson
TLG ADVISORS
PITTSBURGH, PA 15222
Some features on this profile are disabled
CRD#: 2788260
DT
Professional summary
Daniel James Thompson, who also goes by Daniel J Thompson, Daniel James Thompson, is a registered financial advisor currently at TLG ADVISORS, INC. located in Pittsburgh, Pennsylvania and THE LEADERS GROUP, INC. located in Pittsburgh, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel J Thompson | Daniel James Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) DANIEL J THOMPSON JD - 7/1/2018 - 800 Waterfront Drive, 3rd Floor, Pittsburgh, PA 15222 - Attorney, Attorney/Family Advocate, Legal advice, Not Invt Rel, Legal business, 10 hrs/mo; 2 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 6/1/2002 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120, IAR Rep, Invt Rel, IAR Business, 100 hrs/mo; 100 hrs/mo (during trading hours). 3.) INSURANCE SALES - 6/1/2013 - 800 Waterfront Drive, 3rd Floor, Pittsburgh, PA 15222 - Sales, Not Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours). 4.) UNION BRIDGE CAPITAL - 7/1/18 - 800 Waterfront Drive, 3rd Floor, Pittsburgh, PA 15222 - Principal - Manage Firm, provide financial planning/wealth management services to clients, Invt Rel, Wealth Management 100 hrs/mo; 100 hrs/mo (during trading hours). 5.) CANTILEVER WEALTH MANAGEMENT LLC - 7/1/2018 - 800 Waterfront Drive, 3rd Floor, Pittsburgh, PA 15222 - President, Investment Business, Sales, Invt Rel, 40 hrs/mo; 40 hrs/mo (during trading hours). 6.) CANTILEVER WEALTH MANAGEMENT, LLC - 7/1/2018 - 800 WATERFRONT DR, 3RD FL, PITTSBURGH, PA 15222 - MEMBER, INVESTMENT MANAGEMENT, INV'T REL, MANAGEMENT OF BUSINESS, INVESTMENT MANAGEMENT FOR CLIENTS, 100 hrs/mo; 100 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2006 - Present
TLG ADVISORS, INC.
Office #1: 800 Waterfront Drive 3rd Floor, Pittsburgh, PA 15222RIA
CRD#: 111052
PITTSBURGH, PA
Current
January 7, 2005 - Present
THE LEADERS GROUP, INC.
Office #1: 800 Waterfront Drive 3rd Floor, Pittsburgh, PA 15222Office #2: 100-b 7th Street, Monessen, PA 15062Office #3: 105 Caste Village 5301 Grove Road, Pittsburgh, PA 15236BD
CRD#: 37157
Pittsburgh, PA
Past
November 9, 2004 - January 19, 2005
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
March 22, 1999 - November 9, 2004
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
September 20, 1996 - January 26, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 20, 1996 - January 26, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2012)
RR
Colorado(2/4/2009)
RR
Florida(5/5/2011)
RR
Georgia(3/3/2025)
RR
Illinois(1/7/2005)
RR
Indiana(8/2/2011)
RR
Massachusetts(1/3/2012)
RR
Missouri(1/3/2012)
RR
New Hampshire(1/7/2005)
RR
New Jersey(1/2/2013)
RR
North Carolina(1/7/2005)
RR
Pennsylvania(1/7/2005)
IAR
Pennsylvania(2/17/2006)
RR
Virginia(4/29/2010)
RR
Washington(9/24/2010)
RR
West Virginia(1/7/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
