Jordan E. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Edward Beck was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1997. Jordan had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - August 31, 2018
STONEX OUTSOURCED SERVICES LLC
August 15, 2016 - June 28, 2017
MKM PARTNERS LLC
July 22, 2015 - August 19, 2016
STONEX OUTSOURCED SERVICES LLC
June 16, 2008 - July 22, 2015
BTIG, LLC
July 7, 2006 - February 4, 2008
DEUTSCHE BANK SECURITIES INC.
September 18, 2002 - June 21, 2006
LEHMAN BROTHERS INC.
April 20, 1999 - July 12, 2000
AXIOM CAPITAL MANAGEMENT, INC.
July 1, 1997 - March 18, 1998
CANTOR FITZGERALD SECURITIES
July 1, 1997 - March 18, 1998
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 5/27/2015
Limited Representative-Equity Trader ExamCurrent Firm
STONEX OUTSOURCED SERVICES LLC
CRD#: 30773 / SEC#: , 8-45150
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
