Jaco Jordaan
RIVERCHASE WEALTH MANAGEMENT
UPPER ST. CLAIR, PA
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CRD#: 2788224
Professional summary
Jaco Jordaan, CFA, CFP®, ChFC® is a registered financial advisor currently at RIVERCHASE WEALTH MANAGEMENT, LLC located in Upper St. Clair, Pennsylvania.
Jaco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jaco has worked at 8 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Biography
After graduating from the University of Texas at Austin, I started my career in financial services in 1996 selling mutual fund portfolios by cold-calling. The interactions were impersonal and intrusive. I did not enjoy it, and it likely created my first bias against "selling" products in financial services.
Since that experience, I have built a career in financial services by building knowledge in different areas of the industry with an eye towards always serving the best interests of clients. I have held positions spanning from customer service and operations to technical financial planning support of financial advisors. As a private banking representative, I have worked directly with high net worth clients to develop custom financial plans to pursue their retirement, estate and distribution goals, and I have worked as a portfolio manager to implement the investments needed to pursue those goals. For approximately 10 years, I served as the Chief Investment Strategist and Senior Portfolio Manager of a national financial services firm. In my capacity as Senior Portfolio Manager, I built and ultimately was directly responsible for the portfolio construction and investment selection of an investment program with over $2 billion in assets. As Chief Investment Strategist, I was responsible for communicating the firm's investment philosophy by writing economic and investment updates. In my role as Chief Investment Strategist, I made multiple appearances including on Bloomberg Radio, CNBC, Closing Bell, Fox Business, and The Street.
After starting my own investment adviser, I recently affiliated with Opus Financial Solutions which is providing me with access to improved resources and technology to better serve my clients along with an improved Business Continuation Plan and "Brain Trust" of highly competent colleagues.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
Insurance Related Issues
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Jordaan is a licensed insurance producer with the state of Colorado. Although Mr. Jordaan is capable of earning commissions as a licensed insurance producer, Mr. Jordaan does not currently earn or accept any commissions and does not intend to accept any such compensation in the future. Mr. Jordaan does not expect to spend any time on commission based insurance production. Since such is part of his financial planning process, dates and time spent are commensurate with his financial planning practice.
CRS (Client Relationship Summary) - RIA
Click below to view Jaco Jordaan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
April 5, 2024 - Present
RIVERCHASE WEALTH MANAGEMENT, LLC
RIA
CRD#: 156950
UPPER ST. CLAIR, PA
Past
March 16, 2020 - May 8, 2024
OPUS FINANCIAL SOLUTIONS LLC
RIA
CRD#: 282311
UPPER ST. CLAIR, PA
Past
May 22, 2017 - May 15, 2020
SANITAS WEALTH MANAGEMENT, LLC
RIA
CRD#: 288012
SUPRIOR, CO
Past
May 18, 2007 - May 1, 2017
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Irving, TX
Past
May 9, 2007 - May 1, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Irving, TX
Past
September 10, 2004 - January 21, 2005
RIGGS INVESTMENT ADVISORS INC.
RIA
CRD#: 107746
WASHINGTON, DC
Past
September 2, 2004 - November 12, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
April 8, 1997 - April 14, 2004
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
August 26, 1996 - October 23, 1996
MUTUALS.COM, INC.
BD
CRD#: 36525
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/5/2024)
IAR
Pennsylvania(4/5/2024)
IAR
Texas(4/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/25/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028
Mailing Address
Phone number
(972) 471-9013
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 211,957,507 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
