Patricia Victorica Garcia
Professional summary
Patricia Victorica Garcia, who also goes by Patricia VIctorica, is a registered financial advisor currently at LATIN SECURITIES INC. located in Miami, Florida.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Patricia has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Victorica Garcia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patricia Victorica Garcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
LATIN SECURITIES INC.
Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131December 12, 2022 - Present
LATIN SECURITIES INC.
Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131August 3, 2021 - December 22, 2021
MORGAN STANLEY
August 3, 2021 - December 22, 2021
MORGAN STANLEY
June 4, 2014 - June 2, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2014 - June 2, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2013 - June 27, 2014
ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.
November 20, 2009 - July 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 1996 - July 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2025)
(11/29/2023)
(11/29/2023)
(12/12/2022)
(7/10/2023)
(4/9/2025)
(9/13/2024)
(8/1/2025)
(12/12/2022)
(10/26/2023)
(10/26/2023)
(1/27/2025)
(10/10/2024)
(11/15/2024)
(10/26/2023)
(10/30/2023)
(11/6/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LATIN SECURITIES INC.
CRD#: 164117 / SEC#: , 8-69086
Contact information
FINRA licenses (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 25,162,061 |
Red Flags
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Company Information
LATIN SECURITIES INC.
CRD#: 164117Miami, FL 33131TRUST BUT VERIFY
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