GG
Gregory T. Gore
INVESCO DISTRIBUTORS
NEW YORK, NY 10281
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CRD#: 2788065
GG
Professional summary
Gregory Thomas Gore is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Thomas Gore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2020 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 225 Liberty St 11th Floor, New York, NY 10281BD
CRD#: 7369
NEW YORK, NY
Past
July 28, 2017 - November 11, 2019
HEITMAN SECURITIES LLC
BD
CRD#: 13620
CHICAGO, IL
Past
November 12, 2012 - May 8, 2017
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
BD
CRD#: 157625
CHICAGO, IL
Past
May 13, 2011 - July 2, 2012
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
NEW YORK, NY
Past
January 1, 2010 - May 11, 2011
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
August 7, 2009 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
July 20, 2009 - May 11, 2011
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
NEW YORK, NY
Past
April 13, 2007 - July 1, 2009
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
June 7, 2002 - March 5, 2007
AIM PRIVATE ASSET MANAGEMENT
RIA
CRD#: 109264
HOUSTON, TX
Past
April 6, 1999 - March 5, 2007
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
November 12, 1996 - March 31, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/24/2020)
RR
Alaska(4/24/2020)
RR
Arizona(4/24/2020)
RR
Arkansas(4/24/2020)
RR
California(4/24/2020)
RR
Colorado(4/24/2020)
RR
Connecticut(4/24/2020)
RR
Delaware(4/24/2020)
RR
District of Columbia(4/24/2020)
RR
Florida(4/24/2020)
RR
Georgia(4/24/2020)
RR
Hawaii(4/24/2020)
RR
Idaho(4/24/2020)
RR
Illinois(4/24/2020)
RR
Indiana(4/24/2020)
RR
Iowa(4/24/2020)
RR
Kansas(4/24/2020)
RR
Kentucky(4/24/2020)
RR
Louisiana(4/24/2020)
RR
Maine(4/24/2020)
RR
Maryland(4/24/2020)
RR
Massachusetts(4/24/2020)
RR
Michigan(4/24/2020)
RR
Minnesota(4/24/2020)
RR
Mississippi(4/24/2020)
RR
Missouri(4/24/2020)
RR
Montana(4/24/2020)
RR
Nebraska(4/24/2020)
RR
Nevada(4/24/2020)
RR
New Hampshire(4/24/2020)
RR
New Jersey(4/24/2020)
RR
New Mexico(4/24/2020)
RR
New York(4/24/2020)
RR
North Carolina(4/24/2020)
RR
North Dakota(4/24/2020)
RR
Ohio(4/24/2020)
RR
Oklahoma(4/24/2020)
RR
Oregon(4/24/2020)
RR
Pennsylvania(4/24/2020)
RR
Puerto Rico(4/24/2020)
RR
Rhode Island(4/24/2020)
RR
South Carolina(4/24/2020)
RR
South Dakota(4/24/2020)
RR
Tennessee(4/24/2020)
RR
Texas(4/24/2020)
RR
Utah(4/24/2020)
RR
Vermont(4/24/2020)
RR
Virgin Islands(4/24/2020)
RR
Virginia(4/24/2020)
RR
Washington(4/24/2020)
RR
West Virginia(4/24/2020)
RR
Wisconsin(4/24/2020)
RR
Wyoming(4/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
