Justin E. Grimm
Professional summary
Justin Edward Grimm is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Bloomington, Minnesota.
Justin is registered as a RR (Registered Representative) and started their career in finance in 1996. Justin has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin Edward Grimm's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2013 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Normandale Lake Office Park 8300 Norman Center Drive, Suite 160, Bloomington, MN 55437January 18, 2013 - November 24, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 1, 2007 - March 27, 2008
WELLS FARGO INVESTMENTS, LLC
March 1, 2007 - March 27, 2008
WELLS FARGO INVESTMENTS, LLC
July 6, 2004 - May 18, 2005
MML DISTRIBUTORS, LLC
August 26, 2002 - May 20, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
May 4, 1999 - June 18, 2001
LORD ABBETT DISTRIBUTOR LLC
November 22, 1996 - January 5, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2013)
(1/25/2013)
(1/25/2013)
(10/24/2018)
(1/25/2013)
(1/25/2013)
(1/25/2013)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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