Kelli K. Coloret
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelli Karole Coloret, who also goes by Kelli Green Barrett, Barrett, Kelli Karole Green, Kelli Green Karole, was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 1996. Kelli had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2016 - January 14, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 29, 2016 - January 14, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 30, 2007 - March 23, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
October 9, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 9, 2003 - March 23, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
May 7, 1997 - October 13, 1998
IDS LIFE INSURANCE COMPANY
May 7, 1997 - October 13, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
October 3, 1996 - March 26, 1997
IDS LIFE INSURANCE COMPANY
October 3, 1996 - March 26, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Branch ManagerCRD#: 149018TRUST BUT VERIFY
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