Nathan M. Flynn
Professional summary
Nathan Michael Flynn, who also goes by Nathan M Flynn, Nathan Michael Flynn, Nathan Flynn, is a registered financial advisor currently at HERMOSA WEALTH MANAGEMENT located in Carmel, Indiana.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Nathan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 50, Series 7, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Michael Flynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2026 - Present
HERMOSA WEALTH MANAGEMENT
Office #1: 303 Congressional Blvd 2nd Floor, Carmel, IN 46032August 12, 2024 - August 12, 2025
FIFTH THIRD SECURITIES, INC.
June 28, 2023 - July 17, 2024
SIEBERT WILLIAMS SHANK & CO., LLC
April 16, 2020 - October 21, 2022
KEYBANC CAPITAL MARKETS INC.
December 17, 2014 - July 10, 2017
FIFTH THIRD SECURITIES, INC.
December 17, 2014 - July 10, 2017
FIFTH THIRD SECURITIES, INC.
March 7, 2007 - August 22, 2014
WILLIAM BLAIR
April 23, 2003 - August 22, 2014
WILLIAM BLAIR
July 30, 2002 - March 28, 2003
J.P. MORGAN SECURITIES INC.
May 1, 2001 - March 28, 2003
J.P. MORGAN SECURITIES INC.
February 6, 1998 - May 1, 2001
JPMSI
October 9, 1996 - January 14, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2026)
(5/13/2026)
Exams
Current Firm
HERMOSA WEALTH MANAGEMENT
CRD#: 310771 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 24,467,272 |
Red Flags
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