Mark E. Crow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eldridge Crow was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1996. Mark had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2017 - December 1, 2017
ALTMAN ADVISORS
September 30, 2015 - December 31, 2016
THE LEADERS GROUP, INC.
December 10, 2013 - September 22, 2015
UBS FINANCIAL SERVICES INC.
December 10, 2013 - September 22, 2015
UBS FINANCIAL SERVICES INC.
May 30, 2011 - November 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 26, 2011 - November 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - November 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 18, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 15, 2005 - March 6, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
March 11, 2003 - July 29, 2004
VP DISTRIBUTORS LLC
August 28, 2002 - April 1, 2003
WS GRIFFITH SECURITIES, INC.
January 24, 2002 - February 12, 2002
MUTUAL SERVICE CORPORATION
July 13, 1999 - March 1, 2000
U.S. BANCORP INVESTMENTS, INC.
August 23, 1996 - July 14, 1999
METROPOLITAN LIFE INSURANCE COMPANY
August 23, 1996 - July 14, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALTMAN ADVISORS
CRD#: 281778 / SEC#: 801-108135
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTMAN ADVISORS
CRD#: 281778 / SEC#: 801-108135
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 427,936,128 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
