David J. Linsen

ABNER HERRMAN & BROCK

JERSEY CITY, NJ 07311

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CRD#: 2787698

Professional summary

David Jonathan Linsen is a registered financial advisor currently at ABNER HERRMAN & BROCK, LLC located in Jersey City, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. LINSEN PROVIDES THE FINANCES OF THIS REAL ESTATE OBA WHICH BUILDS AND SELLS SPEC HOMES. THIS OBA OPERATES FROM HIS CURRENT ADDRESS IN WESTFIELD, NJ; HE DEVOTES NO HOURS TO THIS ACTIVITY DURING SECURITIES TRADING HOURS; WHEN THIS OBA IS ACTIVE, HE WILL DEVOTE THE TIME DURING THE WEEKENDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jonathan Linsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

ABNER HERRMAN & BROCK, LLC

Office #1: Harborside 5 185 Hudson Street Suite 1640, Jersey City, NJ 07311

RIA

CRD#: 8517

JERSEY CITY, NJ

Past

October 13, 2021 - December 18, 2023

ABNER HERRMAN & BROCK, LLC

RIA

CRD#: 8517

JERSEY CITY, NJ

Past

October 8, 2021 - December 18, 2023

ABNER HERRMAN & BROCK, LLC

CRD#: 8517

JERSEY CITY, NJ

Past

March 17, 2021 - July 16, 2021

SUMMIT FINANCIAL, LLC

RIA

CRD#: 299322

PARSIPPANY, NJ

Past

May 20, 2005 - April 7, 2020

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

July 24, 2001 - April 7, 2020

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

May 1, 2001 - July 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 16, 1997 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.

CRD#: 8517 / SEC#: 801-17402, 8-25549

RIA

Registered Investment Advisory firm - SEC (7/9/1982 Approved)

Terminated by SEC on 02/11/2024

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1997

General Securities Representative Examination

Current Firm

ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.

CRD#: 8517 / SEC#: 801-17402, 8-25549

RIA

Registered Investment Advisory firm - SEC (7/9/1982 Approved)

Terminated by SEC on 02/11/2024

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Contact information

Main Address

Harborside 5 185 Hudson Street Suite 1640, Jersey City, NJ 07311

Mailing Address

Phone number

(201) 484-2000

Established

Delaware since 08/28/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/7/2025)

Direct owners and executive officers

Name	Position	CRD#
ABNER, HERRMAN & BROCK, INC.	MEMBER
ABNER, HOWARD JEROME	CHIEF COMPLIANCE OFFICER	353

Regulatory assets under management

Total Number of Accounts	2,177
AUM (Assets Under Management)	$ 2,430,649,447

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Linsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jonathan Linsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC

SUMMIT FINANCIAL, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

J.P. MORGAN SECURITIES INC.

JPMSI

Primary Firm SEC Registration

ABNER HERRMAN & BROCK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2005

Series 63

Date: 4/21/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1997

Current Firm

ABNER HERRMAN & BROCK, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ABNER HERRMAN & BROCK, LLC

TRUST BUT VERIFY

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