Fortunato Petracca

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CRD#: 2787690

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fortunato Petracca was a registered financial professional .

Fortunato is a previously registered financial professional and started their career in finance in 1997. Fortunato had worked at 10 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 5, 2020 - October 23, 2023

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

New York, NY

Past

March 21, 2013 - November 22, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

NEW YORK, NY

Past

January 11, 2013 - January 31, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

ISELIN, NJ

Past

June 4, 2012 - June 20, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

September 8, 2010 - December 7, 2011

E*TRADE CLEARING LLC

CRD#: 25025

JERSEY CITY, NJ

Past

February 22, 2010 - May 28, 2010

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

NEW YORK, NY

Past

February 17, 2006 - July 6, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

July 12, 2004 - November 5, 2004

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

July 1, 2003 - July 6, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 29, 1997 - April 16, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/18/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/28/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

Name	Position	CRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY	PARENT
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
ELMSLIE, WILLIAM PETER	MANAGING DIRECTOR	1970014

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fortunato Petracca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

NYLIFE SECURITIES LLC

E*TRADE CLEARING LLC

TD WEALTH MANAGEMENT SERVICES INC.

E*TRADE SECURITIES LLC

PERSHING LLC

UBS FINANCIAL SERVICES INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/2006

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2003

Series 6

Date: 8/28/1997

Current Firm

VOYA FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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