Martin S. Plachko

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CRD#: 2787252

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Martin Steven Plachko JR., CIMA®, who also goes by Martin Steven Plachko Jr, Marty Plachko, Martin Plachko, was a registered financial professional .

Martin is a previously registered financial professional and started their career in finance in 1998. Martin had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Martin Steven Plachko Jr | Marty Plachko | Martin Plachko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Top Shelf Cleaning LLC; Not investment related; 9940 S. Sandusky Ave., Tulsa, OK 74137; offering carpet cleaning services (DBA CitruSolution Carpet Cleaning) and disinfecting services under the holding company name Top Shelf Cleaning LLC; Owner; Start date: 06/2019; 11-20 hours per month; 0-5 hours during securities trading hours; Oversee day-to-day management of the company. Top Shelf Consulting LLC; Not investment related;9940 S. Sandusky Ave., Tulsa, OK 74137; FINTEC Cosulting; 06/2021; 11-20 hours per month; 0-5 hours during securities trading hours; FINTEC Consulting.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

August 10, 2021 - May 17, 2024

PRIVATE CLIENT WEALTH ADVISORS, LLC

RIA

CRD#: 172613

Tulsa, OK

Past

July 7, 2020 - March 29, 2021

CRD#: 7369

HOUSTON, TX

Past

July 27, 2007 - January 17, 2012

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

GREENWOOD VILLAGE, CO

Past

March 12, 2001 - January 30, 2002

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

December 9, 1999 - December 7, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 4, 1999 - October 20, 1999

JWGENESIS FINANCIAL GROUP, INC

CRD#: 38166

BOCA RATON, FL

Past

October 27, 1998 - January 4, 1999

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2007

General Securities Representative Examination

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

CHANGE WEALTH ADVISORS | PRIVATE CLIENT WEALTH ADVISORS, LLC | ENGAGE IN WEALTH

CRD#: 172613 / SEC#:

Alaska

Registered Investment Advisory firm - (12/6/2024 Terminated)

Arizona

Registered Investment Advisory firm - (4/6/2015 Approved)

California

Registered Investment Advisory firm - (4/11/2019 Approved)

Colorado

Registered Investment Advisory firm - (10/31/2014 Approved)

Nevada

Registered Investment Advisory firm - (12/17/2024 Terminated)

South Dakota

Registered Investment Advisory firm - (3/3/2015 Approved)

Texas

Registered Investment Advisory firm - (5/4/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1040 South Gaylord Street Suite 12, Denver, CO 80209

Mailing Address

Phone number

(303) 945-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 28,818,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin S. Plachko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

VALOR CONSULTING & DISTRIBUTION, LLC

PRIVATE CLIENT WEALTH ADVISORS, LLC

ISRAEL INVESTMENT ADVISORS, LLC

GHP INVESTMENT ADVISORS INC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

PERSHING ADVISOR SOLUTIONS LLC

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

PRUDENTIAL EQUITY GROUP, LLC

JWGENESIS FINANCIAL GROUP, INC

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2015

Series 63

Date: 8/21/2007

SIE

Date: 8/7/2018

Series 7

Date: 7/26/2007

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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