BM
Brian P. Midtbo
STRONGHAVEN CAPITAL LLC
Centennial, CO 80112
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CRD#: 2787118
BM
Professional summary
Brian Patrick Midtbo is a registered financial advisor currently at STRONGHAVEN CAPITAL LLC located in Centennial, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brian has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/09/2022 - WCG Wealth Advisors, LLC - DBA: StrongHaven LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 125 Hours Per Month/105 Hours During Securities Trading - Time Spent 78% - I provide investment advisory services through WCG Wealth Advisors, LLC , an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2) 12/12/2022 - StrongHaven Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 11/01/2022 - 10 Hours Per Month/5 Hours During Securities Trading 3) 08/09/2022 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 125 Hours Per Month/105 Hours During Securities Trading - Time Spent 78% - I provide investment advisory services through WCG Wealth Advisors, LLC , an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Midtbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2024 - Present
STRONGHAVEN CAPITAL LLC
Office #1: 9200 E. Mineral Ave. Ste. 100, Centennial, CO 80112RIA
CRD#: 331659
Centennial, CO
Past
November 18, 2021 - July 9, 2025
THE WEALTH CONSULTING GROUP
RIA
CRD#: 173194
Centennial, CO
Past
September 17, 2021 - May 18, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CENTENNIAL, CO
Past
August 20, 1996 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 20, 1996 - May 17, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/17/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
STRONGHAVEN CAPITAL LLC
STRONGHAVEN CAPITAL LLC | STRONGHAVEN FAMILY OFFICE, LLC
CRD#: 331659 / SEC#:
Colorado
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Contact information
Main Address
9200 E Mineral Avenue Suite 100, Centennial, CO 80112
Mailing Address
Phone number
(720) 737-7036
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 17,853,000 |
Red Flags
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