John R. Crosier

ASPEN CAPITAL MANAGEMENT LLC

SAINT GEORGE, UT 84770

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CRD#: 2787111

Professional summary

John Reed Crosier is a registered financial advisor currently at ASPEN CAPITAL MANAGEMENT LLC located in Saint George, Utah.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CROSIER FINANCIAL 25% TIME 100% OWNERSHIP. I PROVIDE HEALTH INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE. PAID MONTHLY Aspen Capital Management 75% TIME 50% OWNERSHIP. TPAM'S THROUGH INVESTMENT ADVISER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reed Crosier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2015 - Present

ASPEN CAPITAL MANAGEMENT LLC

Office #1: 1173 South 250 West Suite#105, Saint George, UT 84770

RIA

CRD#: 226559

SAINT GEORGE, UT

Past

June 21, 2012 - December 31, 2012

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

ST. GEORGE, UT

Past

March 1, 2011 - April 2, 2012

GIRARD SECURITIES, INC.

CRD#: 18697

ST. GEORGE, UT

Past

February 28, 2011 - November 3, 2015

MY INVESTMENT ADVISOR, INC.

RIA

CRD#: 144616

ST GEORGE, UT

Past

February 22, 2011 - February 24, 2011

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ST. GEORGE, UT

Past

February 17, 2011 - February 24, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

ST. GEORGE, UT

Past

December 1, 2010 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

ST. GEORGE, UT

Past

November 11, 2010 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

ST. GEORGE, UT

Past

September 13, 2007 - November 9, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ST GEORGE, UT

Past

November 4, 1996 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 4, 1996 - November 9, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ST GEORGE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPEN CAPITAL MANAGEMENT LLC

CRD#: 226559 / SEC#:

Utah

Registered Investment Advisory firm - (9/17/2015 Approved)

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Contact information

Main Address

1173 South 250 West Suite#105, Saint George, UT 84770

Mailing Address

Phone number

(435) 275-2810

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	282
AUM (Assets Under Management)	$ 38,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Crosier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reed Crosier's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CHOICE SECURITIES, INC.

GIRARD SECURITIES, INC.

MY INVESTMENT ADVISOR, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2024

Series 66

Date: 8/22/2007

Series 63

Date: 11/1/1996

Series 7

Date: 11/14/2006

Series 6

Date: 11/1/1996

Current Firm

ASPEN CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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