Thomas J. Kozelka
Professional summary
Thomas Justin Kozelka, who also goes by T. J. Kozelka, Thomas Justin Kozelka, Thomas Kozelka, is a registered financial advisor currently at ADAPT WEALTH ADVISORS, LLC located in Atlanta, Georgia.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Justin Kozelka's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2024 - Present
ADAPT WEALTH ADVISORS, LLC
Office #1: 6285 Barfield Rd. Suite 250, Atlanta, GA 30328February 16, 2023 - April 4, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 15, 2022 - April 4, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 28, 2004 - August 8, 2022
JANUS HENDERSON DISTRIBUTORS US LLC
March 14, 2003 - October 22, 2004
BNY MELLON SECURITIES CORPORATION
June 17, 1998 - January 13, 2003
BLACKROCK INVESTMENTS, LLC
October 8, 1996 - February 27, 1998
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Primary Firm SEC Registration
ADAPT WEALTH ADVISORS, LLC
CRD#: 329448 / SEC#: 801-129358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/20/2024)
Exams
Current Firm
ADAPT WEALTH ADVISORS, LLC
CRD#: 329448 / SEC#: 801-129358
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,122 |
| AUM (Assets Under Management) | $ 327,765,997 |
Red Flags
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