Troy Pilalas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Pilalas, who also goes by Troy A Pilalas, Troy Alexander Pilalas, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1996. Troy had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2020 - October 25, 2023
WOLFE RESEARCH SECURITIES
July 20, 2016 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
April 20, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
January 3, 2011 - April 20, 2015
STERNE, AGEE & LEACH, INC.
September 8, 2005 - August 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1997 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 1996 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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