Edward J. Tumbarello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Tumbarello was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 9 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2001 - January 2, 2004
BOULDER INSTITUTIONAL SERVICES, LLC
September 24, 2001 - October 29, 2001
BOULDER SECURITIES CORP.
March 13, 2001 - August 31, 2001
DIRECT BROKERAGE, INC.
March 27, 2000 - March 9, 2001
LN SECURITIES, INC.
January 4, 1999 - May 11, 1999
BERKSHIRE EQUITY SALES, INC.
October 5, 1998 - October 27, 1998
PRINCIPAL SECURITIES, INC.
May 15, 1997 - September 29, 1997
COLEMAN & COMPANY SECURITIES, INC.
November 4, 1996 - May 8, 1997
CONTINENTAL BROKER-DEALER CORP.
September 20, 1996 - September 27, 1996
STATE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 8/22/2000
NYSE Trading Assistant ExaminationCurrent Firm
BOULDER INSTITUTIONAL SERVICES, LLC
CRD#: 112475 / SEC#: , 8-53245
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
