Mark D. Godfrey

SUNSTONE FINANCIAL

CHANDLER, AZ

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CRD#: 2786657

Professional summary

Mark Darren Godfrey is a registered financial advisor currently at SUNSTONE FINANCIAL located in Chandler, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARK GODFREY POSITION: agent NATURE: INSURANCE, Fixed annuities, life, health, Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/29/2004 ADDRESS: 25 ARIZONA PLACE, 5TH FLOOR, CHANDLER, AZ, USA, 85225 DESCRIPTION: Fixed insurance sales Life, Health, DI fixed annuities 2) Mark Godfrey, no exact address to report, expert witness, investment related, March 2025 to present, 2 hours per month, 0 hours during trading, compensated by various law firms, as an expert witness will be providing my opinion on security related questions within lawsuits.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Darren Godfrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2021 - Present

SUNSTONE FINANCIAL

RIA

CRD#: 312894

CHANDLER, AZ

Past

September 6, 2013 - May 5, 2025

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

Chandler, AZ

Past

September 28, 2004 - May 5, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

Chandler, AZ

Past

November 7, 1996 - November 1, 2004

MARATHON ADVISORS, INC

RIA

CRD#: 113696

MINNEAPOLIS, MN

Past

October 4, 1996 - October 5, 2004

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

October 4, 1996 - October 5, 2004

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/16/2021)

IAR

Texas
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2000

General Securities Principal Examination

Current Firm

SUNSTONE FINANCIAL

SUNSTONE FINANCIAL | SUNSTONE FINANCIAL LLC

CRD#: 312894 / SEC#:

Arizona

Registered Investment Advisory firm - (4/16/2021 Approved)

Texas

Registered Investment Advisory firm - (1/24/2024 Conditional Restricted)

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Contact information

Main Address

Chandler, AZ

Mailing Address

Phone number

(908) 800-2145

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 75,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark D. Godfrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Darren Godfrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MARATHON ADVISORS, INC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2013

Series 63

Date: 9/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1996

Series 24

Date: 8/14/2000

Current Firm

SUNSTONE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUNSTONE FINANCIAL

TRUST BUT VERIFY

Contact information

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