Mark E. Rhodes

MONON WEALTH MANAGEMENT

AVON, IN 46123

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CRD#: 2786622

Professional summary

Mark Edward Rhodes is a registered financial advisor currently at MONON WEALTH MANAGEMENT located in Avon, Indiana.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RHODES KNISLEY WILLIAMS LLP 295 SHILOH CROSSING DR, AVON, IN 46123, PARTNER, 180 HRS/MONTH, INCOME TAX PREPARATION, ACCOUNTING, TAX PLANNING, STARTED IN 1980. NOT INVESTMENT-RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Rhodes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2021 - Present

MONON WEALTH MANAGEMENT

Office #1: 295 Shiloh Crossing Drive, Avon, IN 46123

RIA

CRD#: 289413

AVON, IN

Past

September 28, 2005 - November 8, 2021

INTREPID FINANCIAL PLANNING GROUP, LLC

RIA

CRD#: 112196

INDIANAPOLIS, IN

Past

January 9, 2004 - February 25, 2021

MORRIS GROUP, INC.

CRD#: 13181

INDIANAPOLIS, IN

Past

January 2, 2002 - December 31, 2003

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

October 3, 1996 - December 31, 2001

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONON WEALTH MANAGEMENT

HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLC | MONON WEALTH MANAGEMENT | LEGACY INVESTMENT ADVISORS

CRD#: 289413 / SEC#: 801-114130

RIA

Registered Investment Advisory firm - (10/17/2018 Approved)

Indiana

Registered Investment Advisory firm - (10/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1996

General Securities Representative Examination

Current Firm

MONON WEALTH MANAGEMENT

HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLC | MONON WEALTH MANAGEMENT | LEGACY INVESTMENT ADVISORS

CRD#: 289413 / SEC#: 801-114130

RIA

Registered Investment Advisory firm - (10/17/2018 Approved)

Indiana

Registered Investment Advisory firm - (10/29/2018 Terminated)

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Contact information

Main Address

99 E Carmel Dr. Suite 160, Carmel, IN 46032

Mailing Address

Phone number

(317) 993-3999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONON WEALTH MANAGEMENT DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (10/6/2025)

Regulatory assets under management

Total Number of Accounts	1,629
AUM (Assets Under Management)	$ 452,203,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Rhodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTREPID FINANCIAL PLANNING GROUP, LLC

MORRIS GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

MONON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2005

Series 63

Date: 10/3/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1996

Current Firm

MONON WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONON WEALTH MANAGEMENT

TRUST BUT VERIFY

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