Charles G. Cunningham

OSAIC WEALTH

AMARILLO, TX 79101

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CRD#: 2786567

Professional summary

Charles Glenn Cunningham is a registered financial advisor currently at OSAIC WEALTH, INC. located in Amarillo, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

C GLENN CUNNINGHAM POSITION: Agent NATURE: NAVIGATION FINANCIAL GROUP; INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 01/2004 - LOCATED AT 801 S FILLMORE ST SUITE 530 AMARILLO TX 79101 United States - 20% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2004 ADDRESS: 801 S. Fillmore Str., Ste 530, Amarillo TX 79105, United States DESCRIPTION: Sale of insurance products primarily all annuity types and life insurance mostly term type policies. CHARLES GLENN CUNNINGHAM POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 01/2004 - LOCATED AT 801 S FILLMORE ST, SUITE 530, AMARILLO, TX 79101, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2004 ADDRESS: 801 S. Fillmore Street, Suite 530, Amarillo TX 79101, United States DESCRIPTION: Client consultation & planning as well as investment allocation services for a fee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Glenn Cunningham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Charles Glenn Cunningham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 804 S Madison St, Amarillo, TX 79101

RIA

CRD#: 23131

AMARILLO, TX

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 804 S Madison St, Amarillo, TX 79101

RIA

CRD#: 23131

AMARILLO, TX

Past

January 30, 2004 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

AMARILLO, TX

Past

January 6, 2004 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

AMARILLO, TX

Past

May 30, 2003 - December 31, 2003

PRO-INTEGRITY SECURITIES, INC.

RIA

CRD#: 44707

AMARILLO, TX

Past

May 30, 2003 - December 31, 2003

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

January 8, 1999 - June 10, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AMARILLO, TX

Past

January 1, 1999 - June 10, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 1, 1998 - December 11, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 13, 1997 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

August 19, 1996 - August 13, 1997

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

Colorado
(6/14/2024)

Florida
(6/14/2024)

Kansas
(6/14/2024)

Maryland
(6/14/2024)

New Mexico
(6/14/2024)

North Dakota
(6/14/2024)

Oklahoma
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/14/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/16/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/14/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/15/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles G. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Glenn Cunningham's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Charles Glenn Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PRO-INTEGRITY SECURITIES, INC.

PRO-INTEGRITY SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

BOATMEN'S INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1997

Series 63

Date: 8/22/1996

SIE

Date: 10/1/2018

Series 3

Date: 8/14/2001

Series 7

Date: 8/16/1996

Series 9

Date: 2/14/2001

Series 10

Date: 1/15/2001

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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