SD
Sanjan [. Dhody
DHODY INVESTMENT GROUP
MIAMI BEACH, FL 33139
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CRD#: 2786357
SD
Professional summary
Sanjan [no Middle Name] Dhody, who also goes by Sanjan Dhody, Sunny Dhody, is a registered financial advisor currently at DHODY INVESTMENT GROUP located in Miami Beach, Florida.
Sanjan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Sanjan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sanjan Dhody | Sunny Dhody
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Blue Investment Management LLC Address: 8230 Hawthorne Ave, Miami Beach, FL, 33141, Type: Independent RIA Position/Title: Advisor, Owner/Proprietor Investment Related: Yes Start Date: 04/11/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: managing advisory assets for UHNW families and family offices (2)Name of Business: Jaws Hurricane Aquistions Corp Address: 8230 Hawthorne avenue, Miami beach, FL, 33141, Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 04/04/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Audit Committee (3)Name of Business: Refill it Address: 1330 West Avenue, Apt 1207, Miami Beach, FL, 33141, Type: Other Position/Title: Other Investment Related: No Start Date: 12/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor to the board - participate in one phone call a month with status of company and give big picture strategic advice. (4) Dhody Investment Group; investment-related; 2340 Collins Avenue, Suite 604, Miami Beach, FL; RIA; Advisor; started 2022; 60 hrs/mo - 55 during market hours; Owner and advisor of the RIA (5) New Alipore LLC; not investment-related; 8230 Hawthorne Ave, Miami Beach FL; holds ownership in rental properties; Manager; 02/15/22; 0 hours/mo; property owner (6) RST Maritime LLC; not investment-related; 8230 Hawthorne Ave, Miami Beach, FL; boat share ownership; owner; 05/04/2022; 0 hours/mo; partial boat ownership.
CRS (Client Relationship Summary) - RIA
Click below to view Sanjan [no Middle Name] Dhody's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2022 - Present
DHODY INVESTMENT GROUP
Office #1: 2340 Collins Avenue Suite 604, Miami Beach, FL 33139RIA
CRD#: 318610
MIAMI BEACH, FL
Past
June 17, 2022 - December 3, 2024
LPS CAPITAL LLC
BD
CRD#: 155246
Palm Beach Gardens, FL
Past
September 6, 2016 - June 3, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Miami, FL
Past
September 6, 2016 - June 3, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Miami, FL
Past
June 4, 2013 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
MIAMI, FL
Past
April 1, 2005 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
MIAMI, FL
Past
October 8, 1996 - April 12, 2005
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DHODY INVESTMENT GROUP
BLUE INVESTMENT MANAGEMENT, LLC | DHODY INVESTMENT GROUP
CRD#: 318610 / SEC#: 801-123591
RIA
Registered Investment Advisory firm - (3/31/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DI
DHODY INVESTMENT GROUP
BLUE INVESTMENT MANAGEMENT, LLC | DHODY INVESTMENT GROUP
CRD#: 318610 / SEC#: 801-123591
RIA
Registered Investment Advisory firm - (3/31/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2340 Collins Avenue Suite 604, Miami Beach, FL 33139
Mailing Address
Phone number
(305) 433-4250
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 259,440,175 |
Red Flags
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Company Information
DHODY INVESTMENT GROUP
CRD#: 318610Miami Beach, FL 33139TRUST BUT VERIFY
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