Brian K. Perry

PURE FINANCIAL ADVISORS

Greenwood Village, CO 80111

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CRD#: 2786332

Professional summary

Brian Keith Perry, AIF®, CFP® is a registered financial advisor currently at PURE FINANCIAL ADVISORS, LLC located in Greenwood Village, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brian has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Perry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

August 1, 2017 - Present

PURE FINANCIAL ADVISORS, LLC

Office #1: 7000 E. Belleview Ave., Suite 301, Greenwood Village, CO 80111

RIA

CRD#: 144316

Greenwood Village, CO

Past

September 13, 2012 - May 16, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FAIRFIELD, CT

Past

September 4, 2012 - May 16, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

FAIRFIELD, CT

Past

December 6, 2011 - March 28, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

December 5, 2011 - March 28, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 21, 2011 - September 20, 2011

CHANDLER ASSET MANAGEMENT INC

RIA

CRD#: 107287

SAN DIEGO, CA

Past

April 21, 2003 - August 26, 2004

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

October 4, 2001 - November 7, 2002

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

May 12, 1998 - October 11, 2001

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

February 26, 1997 - May 8, 1997

FIRST INSTITUTIONAL SECURITIES, L.L.C.

CRD#: 23910

WEST PATERSON, NJ

Past

October 14, 1996 - March 5, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/1/2017)

IAR

Colorado
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2011

General Securities Representative Examination

Current Firm

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

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Contact information

Main Address

3131 Camino Del Rio N Suite 1550, San Diego, CA 92108

Mailing Address

Phone number

(866) 876-7873

Established

Firm type

Fiscal year end

# of Employees

204

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PURE FINANCIAL ADVISORS, ADV 2A BROCHURE (2/12/2026)

Regulatory assets under management

Total Number of Accounts	7,509
AUM (Assets Under Management)	$ 11,054,059,366

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURE FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHANDLER ASSET MANAGEMENT INC

ROUND HILL SECURITIES, INC.

RYAN BECK & CO.

JOSEPHTHAL & CO., INC.

FIRST INSTITUTIONAL SECURITIES, L.L.C.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

PURE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/2012

SIE

Date: 5/16/2017

Series 7

Date: 12/2/2011

Current Firm

PURE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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