Lori A. Dehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Dehart, who also goes by Lori Ann Hedding, Lori Hedding, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1996. Lori had worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2006 - April 13, 2018
LYNCH & ASSOCIATES
July 17, 2000 - December 7, 2006
TBG FINANCIAL
July 24, 1998 - December 31, 1999
THE LEADERS GROUP, INC.
December 3, 1996 - July 10, 1997
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LYNCH & ASSOCIATES
CRD#: 140762 / SEC#: , 8-67335
Contact information
FINRA licenses (24 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
