Tommy Pereira

MEADOWPARK CAPITAL

Dallas, TX 75201

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CRD#: 2786019

Professional summary

Tommy Pereira, who also goes by Thomas Pereira, Tom Pereira, is a registered financial advisor currently at MEADOWPARK CAPITAL, LLC located in Dallas, Texas.

Tommy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Tommy has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Pereira | Tom Pereira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tommy Pereira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2016 - Present

MEADOWPARK CAPITAL, LLC

Office #1: 2100 Mckinney Ave. Suite 1675, Dallas, TX 75201

RIA

CRD#: 173814

Dallas, TX

Past

June 10, 2002 - March 4, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 18, 2000 - April 11, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 4, 1996 - December 18, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1996

General Securities Representative Examination

Current Firm

MEADOWPARK CAPITAL, LLC

CRD#: 173814 / SEC#: 801-80891

RIA

Registered Investment Advisory firm - (11/9/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2100 Mckinney Ave. Suite 1675, Dallas, TX 75201

Mailing Address

Phone number

(972) 432-3915

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 50,770,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tommy Pereira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tommy Pereira's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEADOWPARK CAPITAL, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2014

Series 63

Date: 9/4/1996

Series 7

Date: 9/3/1996

Current Firm

MEADOWPARK CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MEADOWPARK CAPITAL, LLC

TRUST BUT VERIFY

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