Michael J. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Mcmanus, who also goes by Michael Mcmanus, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2007 - April 30, 2018
IMPERIAL CAPITAL, LLC
October 31, 2005 - October 2, 2008
USBX ADVISORY SERVICES, LLC
October 12, 2003 - October 6, 2004
JEFFERIES LLC
October 8, 2003 - April 16, 2004
JEFFERIES/QUARTERDECK, LLC
October 22, 2002 - April 16, 2004
QUARTERDECK INVESTMENT PARTNERS, LLC
April 10, 2001 - November 21, 2001
CIBC WORLD MARKETS CORP.
December 18, 2000 - January 4, 2001
CREDIT SUISSE SECURITIES (USA) LLC
September 4, 1996 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPERIAL CAPITAL, LLC
CRD#: 43744 / SEC#: , 8-50397
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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