Brandon C. Negron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Corey Negron, who also goes by Brandon Parrera, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1998. Brandon had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2000 - September 11, 2000
INVESTEX SECURITIES GROUP, INC.
May 3, 1999 - October 1, 1999
NATIONAL CLEARING CORP.
March 21, 1999 - May 10, 1999
MILLENNIUM SECURITIES CORP.
February 5, 1999 - April 5, 1999
DRAKE & COMPANY, INC.
September 11, 1998 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
August 6, 1998 - October 5, 1998
MILLENNIUM SECURITIES CORP.
June 3, 1998 - August 19, 1998
R.K. GRACE & COMPANY
April 16, 1998 - June 30, 1998
AIBC INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTEX SECURITIES GROUP, INC.
CRD#: 30094 / SEC#: , 8-44705
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOMMA, FRANK JOHN | PRES, GENERAL PRINCIPAL | 1186283 |
| SCHROTT, JOCELYN MAE | SECRETARY, SHAREHOLDER | |
| SCHROTT, ALFRED N | FINOP | 2346374 |
| SCHROTT, ALFRED N | GENERAL PRINCIPAL | 2346374 |
| SIGNORILE, CHARLES GEORGE | GENERAL PRINCIPAL | |
| SIGNORILE, CHARLES GEORGE | ASS'T V.P.SENIOR REGISTERED OPTIONS PRINCIPAL | |
| SPICER, THOMAS | GENERAL PRINCIPAL | 2850935 |
| SPICER, THOMAS | V.P. COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 2850935 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
