Susan P. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Potog Harrison, who also goes by Susan Harrison, Susan Marie Potok, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1996. Susan had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - January 4, 2018
FINANCO SECURITIES, LLC
March 6, 2013 - March 5, 2014
FINSEC, LLC
May 2, 2005 - June 26, 2006
STONE & YOUNGBERG LLC
April 4, 2005 - June 26, 2006
S & Y ASSET MANAGEMENT LLC
March 27, 2003 - April 27, 2005
UBS FINANCIAL SERVICES INC.
August 30, 1996 - November 15, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCO SECURITIES, LLC
CRD#: 167221 / SEC#: , 8-69251
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
