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BB

Bradley A. Bredemann

ALPS DISTRIBUTORS
Pasadena, CA 91105
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CRD#: 2785914
BB

Professional summary


Bradley Allen Bredemann is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Pasadena, California.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 1996. Bradley has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bradley Allen Bredemann's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2020 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 177 E. Colorado Blvd. 11th Floor, Pasadena, CA 91105
BD
CRD#: 16853
Pasadena, CA
Past

April 28, 2017 - March 30, 2020

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

February 2, 2016 - January 31, 2017

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

July 24, 2014 - August 4, 2015

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

May 8, 2012 - February 3, 2014

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

November 5, 2009 - December 12, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
SAN FRANCISCO, CA
Past

September 17, 2008 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

July 25, 2006 - March 27, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN FRANCISCO, CA
Past

March 4, 2004 - July 21, 2006

BTIG, LLC

BD
CRD#: 122225
SAN FRANCISCO, CA
Past

August 30, 1996 - March 15, 2004

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/31/2020)
RR
Alaska
(3/31/2020)
RR
Arizona
(3/31/2020)
RR
Arkansas
(3/31/2020)
RR
California
(3/31/2020)
RR
Colorado
(3/31/2020)
RR
Connecticut
(3/31/2020)
RR
Delaware
(3/31/2020)
RR
District of Columbia
(3/31/2020)
RR
Florida
(3/31/2020)
RR
Georgia
(3/31/2020)
RR
Hawaii
(3/31/2020)
RR
Idaho
(3/31/2020)
RR
Illinois
(3/31/2020)
RR
Indiana
(3/31/2020)
RR
Iowa
(3/31/2020)
RR
Kansas
(3/31/2020)
RR
Kentucky
(3/31/2020)
RR
Louisiana
(3/31/2020)
RR
Maine
(3/31/2020)
RR
Maryland
(3/31/2020)
RR
Massachusetts
(3/31/2020)
RR
Michigan
(3/31/2020)
RR
Minnesota
(3/31/2020)
RR
Mississippi
(3/31/2020)
RR
Missouri
(3/31/2020)
RR
Montana
(3/31/2020)
RR
Nebraska
(3/31/2020)
RR
Nevada
(3/31/2020)
RR
New Hampshire
(3/31/2020)
RR
New Jersey
(3/31/2020)
RR
New Mexico
(3/31/2020)
RR
New York
(3/31/2020)
RR
North Carolina
(3/31/2020)
RR
North Dakota
(3/31/2020)
RR
Ohio
(4/1/2020)
RR
Oklahoma
(3/31/2020)
RR
Oregon
(3/31/2020)
RR
Pennsylvania
(3/31/2020)
RR
Puerto Rico
(3/31/2020)
RR
Rhode Island
(3/31/2020)
RR
South Carolina
(3/31/2020)
RR
South Dakota
(3/31/2020)
RR
Tennessee
(3/31/2020)
RR
Texas
(3/31/2020)
RR
Utah
(3/31/2020)
RR
Vermont
(3/31/2020)
RR
Virgin Islands
(3/31/2020)
RR
Virginia
(3/31/2020)
RR
Washington
(3/31/2020)
RR
West Virginia
(3/31/2020)
RR
Wisconsin
(3/31/2020)
RR
Wyoming
(3/31/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 9/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/7/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALPS DISTRIBUTORS, INC.

CRD#: 16853Pasadena, CA 91105

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