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Lawrence Matthew Apolito

CRD# 2785745·Registered 1996 - 2015
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Matthew Apolito, who also goes by Larry Apolito, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1996 - 2015. Lawrence had worked at 8 firms and has passed the Series 63, Series 56, Series 6 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Apolito

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
September 15, 2014 - December 17, 2015
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
March 5, 2013 - August 8, 2014
COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
May 4, 2011 - June 27, 2013
LINCOLN INVESTMENT·CRD# 519
BD
Hainesport, NJ
September 15, 2009 - October 22, 2009
FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
New Brighton, PA
March 1, 2006 - September 10, 2007
INVESTMENT ADVISORS & CONSULTANTS, INC.·CRD# 7996
BD
West Long Branch, NJ
April 22, 2005 - December 31, 2005
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
November 17, 2004 - April 21, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
September 22, 2004 - September 22, 2004
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
January 2, 2002 - November 18, 2002
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
December 3, 1996 - January 5, 2000

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Jul 2012

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2004About the Series 6 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1996

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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