BG
Brian A. Glatz
CAPITAL WEALTH MANAGEMENT
WEST WARWICK, RI 02893
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CRD#: 2785407
BG
Professional summary
Brian Andrew Glatz, AIF® is a registered financial advisor currently at CAPITAL WEALTH MANAGEMENT, LLC located in West Warwick, Rhode Island and OSAIC WEALTH, INC. located in West Warwick, Rhode Island.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: CRANSTON CHRISTIAN FELLOWSHIP; ADDRESS OF OBA: CRANSTON, RI 02921; NATURE: CHURCH; INVESTMENT RELATED: NO; TITLE WITH OBA: MEMBER OF THE CHURCH FINANCE COMMITTEE; DUTIES: MEET ONE TIME PER MONTH TO REVIEW CHURCH SPENDING VS. THE ANNUAL BUDGET AND DISCUSS OTHER CHURCH INITIATIVES AND THEIR IMPACT ON THE CHURCH'S FINANCIAL POSITION; START DATE: 09/2015; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: CAPITAL WEALTH MANAGEMENT, INC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: S-CORP HOLDING COMPANY FOR CAPITAL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; TITLE WITH OBA: OWNER; DUTIES: HOLDING COMPANY FOR CAPITAL WEALTH MANAGEMENT, LLC; START DATE: 01/01/2017; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Brian Andrew Glatz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 22, 2012 - Present
CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893RIA
CRD#: 157959
WEST WARWICK, RI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893RIA
BD
CRD#: 23131
WEST WARWICK, RI
Past
January 1, 2013 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
WEST WARWICK, RI
Past
July 2, 2004 - September 1, 2006
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
JOHNSTOWN, RI
Past
August 22, 1996 - December 31, 2002
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/23/2024)
IAR
Rhode Island(3/22/2012)
RR
Rhode Island(8/23/2024)
IAR
Texas(11/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Division Road Suite 203, West Warwick, RI 02893
Mailing Address
Phone number
(401) 885-1060
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 1,001,028,285 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959West Warwick, RI 02893TRUST BUT VERIFY
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