Hugh D. Chace

WASATCH ADVISORS LP

Salt Lake City, UT 84108

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CRD#: 2785376

Professional summary

Hugh Daniel Chace, who also goes by Dan Chace, is a registered financial advisor currently at WASATCH ADVISORS LP located in Salt Lake City, Utah.

Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Hugh has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Chace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Daniel Chace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2004 - Present

WASATCH ADVISORS LP

Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT, 84108

RIA

CRD#: 106081

Salt Lake City, UT

Past

March 27, 2000 - July 18, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

August 12, 1998 - March 30, 2000

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

November 3, 1997 - June 26, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASATCH ADVISORS LP

CRD#: 106081 / SEC#: 801-11095

RIA

Registered Investment Advisory firm - (10/23/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/21/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/1/1997

General Securities Representative Examination

Current Firm

WASATCH ADVISORS LP

CRD#: 106081 / SEC#: 801-11095

RIA

Registered Investment Advisory firm - (10/23/1975 Approved)

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Contact information

Main Address

505 Wakara Way 3rd Floor, Salt Lake City, UT 84108

Mailing Address

Phone number

(801) 533-0777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 27,916,763,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hugh D. Chace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Daniel Chace's CRS (Customer Relationship Summary).

Certified licenses

Experience

WASATCH ADVISORS LP

JPMSI

COWEN AND COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WASATCH ADVISORS LP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1999

Series 7

Date: 11/1/1997

Current Firm

WASATCH ADVISORS LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASATCH ADVISORS LP

TRUST BUT VERIFY

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