Michael S. Berl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sean Berl, who also goes by Michael S Berl, Michael Berl, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2012 - March 15, 2012
G-2 TRADING,LLC
February 8, 2010 - December 2, 2011
FIRST NEW YORK SECURITIES L.L.C.
May 20, 2009 - November 30, 2009
RODMAN & RENSHAW, LLC
April 3, 2008 - June 2, 2009
MORGAN STANLEY & CO. LLC
October 1, 1997 - February 14, 2008
BANC OF AMERICA SECURITIES LLC
October 9, 1996 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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