Robert B. Gutman

HUNJO LLC

Westport, CT 06880

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CRD#: 2785277

Professional summary

Robert Barry Gutman is a registered financial advisor currently at HUNJO LLC located in Westport, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 3 firms and has passed the Series 65, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

name; Stillwater One, LLC investment-related; YES address; 93 Bayberry Lane Westport CT 06880 nature business; Private Fund Manager for one client position; Managing Member start date; 2023-01-02 hours/month devoted to business; 80 hours devoted to business during securities trading hours; 20 duties; Responsible for managing the investment portfolio

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Barry Gutman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2018 - Present

HUNJO LLC

Office #1: 93 Bayberry Lane, Westport, CT 06880

RIA

CRD#: 290595

Westport, CT

Past

February 20, 1998 - June 13, 2008

GREENWOOD PARTNERS L.P.

CRD#: 43938

JENKINTOWN, PA

Past

July 17, 1997 - January 14, 1998

SPIRIT PARTNERS, L.P.

CRD#: 36697

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 1/25/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/17/1998

General Securities Principal Examination

Current Firm

HUNJO LLC

CRD#: 290595 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/27/2018 Approved)

New York

Registered Investment Advisory firm - (12/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

93 Bayberry Lane, Westport, CT 06880

Mailing Address

Phone number

(917) 647-1208

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 4,001,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Gutman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Barry Gutman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNJO LLC

GREENWOOD PARTNERS L.P.

SPIRIT PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2016

Series 55

Date: 1/25/2001

Series 7

Date: 7/16/1997

Series 24

Date: 9/17/1998

Current Firm

HUNJO LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUNJO LLC

TRUST BUT VERIFY

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