John C. Towers

MOFFETTNATHANSON

New York, NY 10019

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CRD#: 2785258

Professional summary

John Carstairs Towers JR is a registered financial advisor currently at MOFFETTNATHANSON located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carstairs Towers JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

MOFFETTNATHANSON

Office #1: 1325 Avenue Of The Americas 29th Floor, New York, NY, 10019

RIA

CRD#: 327787

New York, NY

Past

June 19, 2022 - October 6, 2023

LEERINK PARTNERS LLC

CRD#: 39011

New York, NY

Past

December 7, 2000 - April 9, 2013

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Past

November 18, 1999 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/7/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/3/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/1996

General Securities Representative Examination

Current Firm

MOFFETTNATHANSON

MOFFETTNATHANSON | MOFFETTNATHANSON LLC

CRD#: 327787 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/16/2023 Approved)

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Contact information

Main Address

1325 Avenue Of The Americas 29th Floor, New York, NY, 10019

Mailing Address

Phone number

(212) 519-0020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Towers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carstairs Towers JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOFFETTNATHANSON

LEERINK PARTNERS LLC

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/2022

Series 7TO

Date: 6/18/2022

SIE

Date: 1/3/2022

Series 7

Date: 8/28/1996

Current Firm

MOFFETTNATHANSON

Contact information

Documents

Red Flags

Company Information

MOFFETTNATHANSON

TRUST BUT VERIFY

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