William A. Eades
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Augustus Eades IV, who also goes by Bill Eades IV, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2013 - July 31, 2015
USI ADVISORS
October 22, 2013 - July 31, 2015
USI SECURITIES, INC.
May 25, 2010 - October 29, 2013
GLASS JACOBSON WEALTH ADVISORS
March 1, 2010 - October 23, 2013
TRIAD ADVISORS LLC
February 22, 2006 - March 3, 2010
WOODBURY FINANCIAL SERVICES, INC.
October 16, 1996 - March 3, 2010
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
