Brent J. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent James Schneider was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1996. Brent had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - December 31, 2012
PATRICK CAPITAL MARKETS, LLC
February 5, 2009 - March 26, 2010
NEXT FINANCIAL GROUP, INC.
February 5, 2009 - March 26, 2010
NEXT FINANCIAL GROUP, INC.
November 15, 2007 - July 9, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
May 11, 2006 - August 1, 2007
JENNISON ASSOCIATES
July 14, 2003 - May 23, 2006
PGIM INVESTMENTS LLC
April 17, 2003 - July 26, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 24, 2001 - April 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 14, 2000 - April 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 19, 1999 - December 4, 2000
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
February 2, 1998 - November 4, 1999
MENTOR SERVICES COMPANY, LLC
May 23, 1997 - February 2, 1998
HEARTLAND INVESTOR SERVICES, LLC
September 24, 1996 - May 21, 1997
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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