Stephanie A. Carreras

CALAMOS WEALTH MANAGEMENT LLC

Coral Gables, FL 33134

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CRD#: 2785117

Professional summary

Stephanie Anastasia Carreras, who also goes by Stephanie Anastasia Carreras Ms., Stephanie Carreras, Stephanie Anastasia Carreras, Stephanie Anastasia Kotrady, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Coral Gables, Florida.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephanie has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Anastasia Carreras Ms. | Stephanie Carreras | Stephanie Anastasia Carreras | Stephanie Anastasia Kotrady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Anastasia Carreras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2023 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 220 Alhambra Circle #700, Coral Gables, FL 33134

RIA

CRD#: 143490

Coral Gables, FL

Past

April 19, 2016 - June 14, 2023

SIGNET FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 105310

Pompano Beach, FL

Past

February 28, 2012 - March 24, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BOCA RATON, FL

Past

January 27, 2012 - March 24, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

BOCA RATON, FL

Past

January 26, 2012 - March 24, 2016

TD AMERITRADE, INC.

CRD#: 7870

BOCA RATON, FL

Past

January 3, 2011 - July 1, 2011

EMERALD ASSET ADVISORS LLC

RIA

CRD#: 107935

WESTON, FL

Past

January 3, 2011 - July 1, 2011

EMERALD ALLOCATION STRATEGIES, LLC

RIA

CRD#: 145770

WESTON, FL

Past

August 24, 2010 - July 1, 2011

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

July 28, 2008 - March 5, 2010

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

November 27, 2007 - December 31, 2008

BLACKROCK EXECUTION SERVICES

CRD#: 39438

JERSEY CITY, NJ

Past

November 14, 2007 - March 5, 2010

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

November 12, 2004 - October 16, 2007

FISHER INVESTMENTS

RIA

CRD#: 107342

WOODSIDE, CA

Past

November 20, 2002 - November 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PARAMUS, NJ

Past

November 20, 2002 - November 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 20, 1998 - October 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/6/2023)

IAR

Illinois
(7/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/29/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/2015

General Securities Principal Examination

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

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Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,434
AUM (Assets Under Management)	$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie A. Carreras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Anastasia Carreras's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNET FINANCIAL MANAGEMENT, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

EMERALD ASSET ADVISORS LLC

EMERALD ALLOCATION STRATEGIES, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK EXECUTION SERVICES

BLACKROCK FUND ADVISORS

FISHER INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CALAMOS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2007

Series 65

Date: 11/29/1996

SIE

Date: 3/24/2016

Series 7

Date: 11/26/2007

Series 24

Date: 7/1/2015

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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