Darren M. D'agostino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Michael D'agostino, who also goes by Darren Michael Dagostino, Tyler Dagostino, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1996. Darren had worked at 8 firms and has passed the Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2012 - June 11, 2012
CRAIG SCOTT CAPITAL, LLC
July 29, 2008 - December 9, 2008
SPEEDTRADER, INC
May 9, 2002 - April 18, 2007
SEABOARD SECURITIES, INC.
August 21, 2001 - November 27, 2001
RUMSON CAPITAL, LLC
June 8, 1999 - April 5, 2000
ON-SITE TRADING, INC.
April 16, 1999 - May 28, 1999
SCHONFELD SECURITIES, LLC
February 9, 1999 - April 16, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.
August 20, 1996 - April 8, 1998
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
CRAIG SCOTT CAPITAL, LLC
CRD#: 155924 / SEC#: , 8-68751
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
