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Darren Michael D'agostino

CRD# 2785026·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Darren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darren Michael D'agostino, who also goes by Darren Michael Dagostino, Tyler Dagostino, was a registered financial advisor. Darren was a previously registered financial professional and started their career in finance 1996 - 2012. Darren had worked at 8 firms and has passed the Series 63, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darren Michael Dagostino, Tyler Dagostino

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CRAIG SCOTT CAPITAL, LLC·CRD# 155924
BD
Uniondale, NY
January 20, 2012 - June 11, 2012
SPEEDTRADER, INC·CRD# 107403
BD
West Palm Beach, FL
July 29, 2008 - December 9, 2008
SEABOARD SECURITIES, INC.·CRD# 755
BD
Juno Beach, FL
May 9, 2002 - April 18, 2007
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
August 21, 2001 - November 27, 2001
ON-SITE TRADING, INC.·CRD# 30271
BD
Great Neck, NY
June 8, 1999 - April 5, 2000
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
April 16, 1999 - May 28, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
February 9, 1999 - April 16, 1999
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
August 20, 1996 - April 8, 1998

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Current Firm

CS
CRAIG SCOTT CAPITAL, LLC

CRAIG SCOTT CAPITAL, LLC | LEGION PARK CAPITAL ADVISORS, LLC

CRD#: 155924 / SEC#: 8-68751
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

New York since 10/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MORGAN SCOTT, LLCMEMBER—
PORGES, BRENT MORGANCHIEF OPERATING OFFICER, MANAGER4002626
TADDONIO, CRAIG SCOTTCEO, PRESIDENT, MANAGER, CCO4773787

Disclosures

Regulatory Event

10

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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