David H. Paek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hong Paek, who also goes by David Paek, Hong Dae Paek, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2007. David had worked at 2 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2016 - September 21, 2017
WEALTHMATIC CAPITAL MANAGEMENT
October 1, 2007 - January 18, 2011
JEFFERIES LLC
January 1, 2007 - June 29, 2007
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHMATIC CAPITAL MANAGEMENT
CRD#: 285150 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
