Stephen J. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Jerry Mann was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2005 - December 31, 2012
LIFECOURSE CAPITAL, INC.
October 10, 2003 - July 9, 2004
SSN ADVISORY, INC.
October 7, 2003 - February 1, 2007
SECURITIES SERVICE NETWORK, LLC
April 17, 2002 - October 7, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 20, 2001 - October 7, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 17, 1996 - June 22, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFECOURSE CAPITAL, INC.
CRD#: 128583 / SEC#: 801-126637
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 159,254,016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
