Robert E. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Andrews, who also goes by Robert E Andrews, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2021 - September 26, 2023
CETERA INVESTMENT ADVISERS LLC
April 23, 2021 - September 26, 2023
CETERA INVESTMENT SERVICES LLC
January 2, 2018 - October 19, 2020
BB&T SECURITIES, LLC
January 2, 2018 - October 19, 2020
BB&T SECURITIES, LLC
January 7, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 27, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 3, 2014 - January 26, 2015
P.J. ROBB VARIABLE, LLC
May 24, 2011 - December 31, 2013
BB&T INVESTMENT SERVICES, INC.
August 18, 2008 - May 2, 2011
BB&T INVESTMENT SERVICES, INC.
September 6, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 6, 1996 - June 25, 2008
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
