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DJ

Darriel L. Johnson

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CRD#: 2784559
DJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darriel Loyd Johnson, who also goes by Darriel L Johnson Jr, Darriel Lloyd Johnson Jr, Darriel Loyd Johnson Jr, was a registered financial professional .

Darriel is a previously registered financial professional and started their career in finance in 1996. Darriel had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Darriel L Johnson Jr | Darriel Lloyd Johnson Jr | Darriel Loyd Johnson Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 15, 2020 - November 5, 2021

SOUTHPORT CAPITAL

RIA
CRD#: 113364
Dallas, TX
Past

January 23, 2020 - August 18, 2020

LA FERLA GROUP LLC

RIA
CRD#: 174993
Dallas, TX
Past

November 28, 2018 - January 2, 2020

JOHNSON WEALTH INC.

RIA
CRD#: 125557
DALLAS, TX
Past

February 15, 2018 - November 27, 2018

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

May 24, 2004 - April 27, 2016

RAA

RIA
CRD#: 108203
ADDISON, TX
Past

January 24, 2001 - May 26, 2004

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

June 23, 1998 - May 24, 1999

BANK UNITED SECURITIES CORP.

BD
CRD#: 30288
HOUSTON, TX
Past

October 2, 1996 - June 10, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/10/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SC
SOUTHPORT CAPITAL
LIVINGSTON GROUP ASSET MANAGEMENT COMPANY | SOUTPORT CAPITAL, INC. | SOUTHPORT CAPITAL, INC. | SOUTHPORT CAPITAL | SOUTHPORT ACQUISITION SUB, INC. | LIVINGSTON WEALTH MANAGEMENT COMPANY

CRD#: 113364 / SEC#: 801-60356

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Contact information


Main Address
100 W. Mlk Blvd. Suite 300 Suite 300, Chattanooga, TN 37402-2936
Mailing Address
Phone number
(423) 265-2700
Established
Firm type
Fiscal year end
# of Employees
19

Documents


Latest Form ADV

Part 2 Brochures

SOUTHPORT CAPITAL BROCHURE (3/23/2022)

Regulatory assets under management


Total Number of Accounts3,003
AUM (Assets Under Management)$ 729,563,934

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOUTHPORT CAPITAL

CRD#: 113364

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