Stephen P. Carr
Professional summary
Stephen Paul Carr is a registered financial advisor currently at PELOTON CAPITAL MANAGEMENT .
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stephen has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Paul Carr's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2011 - Present
PELOTON CAPITAL MANAGEMENT
December 21, 2007 - February 16, 2010
WINTHROP CAPITAL MANAGEMENT
July 27, 2005 - December 31, 2007
RONALD BLUE & CO., LLC
June 13, 2002 - June 17, 2005
GOELZER INVESTMENT MANAGEMENT
June 11, 2002 - June 17, 2005
GOELZER INVESTMENT MANAGEMENT
October 1, 1998 - December 31, 2001
LASALLE ST SECURITIES, L.L.C.
October 29, 1997 - September 17, 1998
NUVEEN SECURITIES, LLC
August 14, 1996 - August 27, 1997
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
PELOTON CAPITAL MANAGEMENT
CRD#: 109775 / SEC#: 801-27200
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2012)
(12/9/2011)
Exams
Current Firm
PELOTON CAPITAL MANAGEMENT
CRD#: 109775 / SEC#: 801-27200
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 279,858,267 |
Red Flags
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