Daron Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daron Meyer was a registered financial professional .
Daron is a previously registered financial professional and started their career in finance in 1996. Daron had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2016 - August 6, 2018
CUNA BROKERAGE SERVICES, INC.
September 22, 2016 - August 6, 2018
CUNA BROKERAGE SERVICES, INC.
September 4, 2015 - August 23, 2016
CETERA INVESTMENT ADVISERS LLC
August 26, 2015 - August 23, 2016
CETERA INVESTMENT SERVICES LLC
December 23, 2013 - February 12, 2015
MORGAN STANLEY
October 28, 2013 - February 12, 2015
MORGAN STANLEY
February 18, 1999 - March 8, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
February 18, 1999 - February 6, 2002
VALIC FINANCIAL ADVISORS, INC.
February 4, 1998 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 3, 1996 - January 1, 1998
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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